Change in substantial holding
Released
Released
Announcement PDF
Internal
604
Page 1 / 2
15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interest of substantial holder
To Company Name/Scheme
STARPHARMA HOLDINGS LIMITED
ACN/ARSN
078532180
1. Details of substantial holder(1)
Name
Allianz SE and the entities listed in the Appendix A
ACN/ARSN (if applicable)
N/A
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
The previous notice was dated
31/07/2023
05/07/2022
05/07/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding
notice to the company or scheme, are as follows:
Previous notice
Person's votes
41,249,500
Class of securities (4)
Ordinary shares
Voting power (5)
10.10
Present notice
Person's votes
48,480,000
Voting power (5)
11.81
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting
securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the
company or scheme are as follows:
Date of change
Person whose
relevant interest
changed
Nature of change
(6)
Consideration
given in relation to
change (7)
Class and number
of securities
affected
Person’s votes
affected
See Appendix B
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
interest
Registered holder
of securities
Person entitled to
be registered as
holder (8)
Nature of relevant
interest (6)
Class and number
of securities
Person’s votes
See Appendix A
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
N/A
Nature of association
Internal
604
Page 2 / 2
15 July 2001
6. Addresses
The addresses of persons named in this form are as follows:
Name
See Appendix A
Address
Signature
print name
sign here
Michael Sieburg
capacity
date
Associate Director
01/08/2023
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If
the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with the names and addresses of members is clearly set out in
paragraph 6 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a
statement by the person giving full and accurate details of any contract, scheme or arrangement, must
accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the
voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular
securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even
if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on
behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the
person from whom the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an
option) write "unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding
notice.
Internal
#
Appendix A - Form 604 Starpharma Holdings Ltd.
4. Present relevant interests
Holder of the relevant interest
Registered Holder of securities
Person entitled to be
registered as a holder
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors Asia Pacific Ltd.
Allianz Choice Oriental Fund
Allianz Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Allianz Choice Oriental Fund
Allianz Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
6. Addresses
Name
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors GmbH
Allianz Asset Management GmbH
Allianz SE
Address
32/F, Two Pacific Place
88 Queensway, Admiralty
Hong Kong
Bockenheimer Landstrasse 42-44
60323 Frankfurt/Main, Germany
Seidlstr. 24-24a
80335, München, Germany
Königinstr. 28
80802 München, Germany
Class and Number of
Securities
1780000
34000000
12700000
Persons' Vote
1780000
34000000
12700000
Internal
#
Appendix B
Template for post trade notification in
Starpharma Holdings Ltd.
(AU000000SPL0)
Asset Management Company/ Involved company
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
PT Asuransi Allianz Life Indonesia
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Registered Holder of securities
(typically name of the fund)
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
ASWAP-SMARTWEALTH DOLLAR ASIA PACIFIC FUND
AllianzGI-Fonds RANW II Segment RANW Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Allianz Choice Oriental Fund
Allianz Choice Oriental Fund
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Allianz Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Choice Oriental Fund
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Price per share
Date of Transaction Type of transaction
ISIN
(AUD)
Number of securities
Consideration payed (AUD)
05.07.2022 Sell
AU000000SPL1
0.6994
63498
44343,88
06.07.2022 Sell
AU000000SPL2
0.6822
86229
58737,18
07.07.2022 Sell
AU000000SPL3
0.685
46961
32136,12
08.07.2022 Sell
AU000000SPL4
0.6974
76948
53609,88
11.07.2022 Sell
AU000000SPL5
0.7128
41549
29571,71
12.07.2022 Sell
AU000000SPL6
0.6912
65005
44864,06
13.07.2022 Sell
AU000000SPL7
0.6867
14500
9942,21
14.07.2022 Sell
AU000000SPL8
0.7001
127845
89370,02
15.07.2022 Sell
AU000000SPL9
0.673
241287
162142,57
18.07.2022 Sell
AU000000SPL10
0.6728
93482
62800,35
19.07.2022 Sell
AU000000SPL11
0.67
32270
21588,47
20.07.2022 Sell
AU000000SPL12
0.672
280005
187881,11
21.07.2022 Sell
AU000000SPL13
0.6732
235570
158347,84
22.07.2022 Sell
AU000000SPL14
0.65
107730
69919,46
22.07.2022 Sell
AU000000SPL15
0.6654
27163
18047,15
25.07.2022 Sell
AU000000SPL16
0.6316
107952
68080,21
26.07.2022 Sell
AU000000SPL17
0.6346
49554
31399,8
27.07.2022 Sell
AU000000SPL18
0.6371
92641
58933,05
15.07.2022 Buy
AU000000SPL0
0,675
80113
54103,32
15.07.2022 Buy
AU000000SPL0
0,6725
219887
148021,88
29.07.2022 Buy
AU000000SPL0
0,6581
145622
95881,76
01.08.2022 Buy
AU000000SPL0
0,6614
100378
66522,79
05.09.2022 Buy
AU000000SPL0
0,5828
200000
116676,56
09.09.2022 Buy
AU000000SPL0
0,5643
200000
113085,72
19.09.2022 Buy
AU000000SPL0
0,6412
200000
128368,24
06.10.2022 Buy
AU000000SPL0
0,6386
92555
59164,73
07.10.2022 Buy
AU000000SPL0
0,6636
207445
137798,16
19.10.2022 Buy
AU000000SPL0
0,636
450000
286486,2
25.10.2022 Buy
AU000000SPL0
0,5625
200000
112556,25
09.11.2022 Buy
AU000000SPL0
0,5267
100524
53051,89
10.11.2022 Buy
AU000000SPL0
0,5382
77277
41673,66
11.11.2022 Buy
AU000000SPL0
0,5504
122199
67392,85
14.11.2022 Buy
AU000000SPL0
0,5665
150000
85144,96
15.11.2022 Buy
AU000000SPL0
0,5625
70000
39394,69
15.11.2022 Buy
AU000000SPL0
0,5643
80000
45234,28
28.11.2022 Buy
AU000000SPL0
0,5024
500000
251702,4
07.12.2022 Buy
AU000000SPL0
0,53
100000
53106
02.02.2023 Buy
AU000000SPL0
0,5448
85380
46608,06
03.02.2023 Buy
AU000000SPL0
0,5648
52967
29975,6
06.02.2023 Buy
AU000000SPL0
0,586
23391
13734,55
07.02.2023 Buy
AU000000SPL0
0,565
117833
66708,81
08.02.2023 Buy
AU000000SPL0
0,58
239786
139354,04
08.02.2023 Buy
AU000000SPL0
0,585
220429
129208,87
09.02.2023 Buy
AU000000SPL0
0,55
260214
143403,94
12.05.2023 Buy
AU000000SPL0
0,4482
89472
40181,55
15.05.2023 Buy
AU000000SPL0
0,4482
21457
9636,27
16.05.2023 Buy
AU000000SPL0
0,45
162020
73054,82
17.05.2023 Buy
AU000000SPL0
0,4479
45832
20569,21
18.05.2023 Buy
AU000000SPL0
0,4543
105181
47879,29
19.05.2023 Buy
AU000000SPL0
0,4541
76038
34597,92
15.06.2023 Buy
AU000000SPL0
0,3796
200000
75957,96
16.06.2023 Buy
AU000000SPL0
0,359
150000
53903,85
Internal
#
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Global Investors Asia Pacific Ltd
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
06.07.2023 Buy
14.07.2023 Buy
17.07.2023 Buy
18.07.2023 Buy
19.07.2023 Buy
20.07.2023 Buy
21.07.2023 Buy
31.07.2023 Buy
AU000000SPL0
AU000000SPL0
AU000000SPL0
AU000000SPL0
AU000000SPL0
AU000000SPL0
AU000000SPL0
AU000000SPL0
0,2979
0,34
0,3517
0,3535
0,3544
0,37
0,4037
0,22
300000
45499
87163
33236
116724
56081
161297
3000000
89459,37
15500,6
30716,55
11754,8
41387,67
20791,47
65148,16
660660
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